WebDec 13, 2024 · First, JPMorgan Chase could pay around $200 million before the end of the year to settle a probe by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) over lapses in communications monitoring, Bloomberg reported Friday. There’s no guarantee a settlement will be reached, … WebSep 29, 2024 · JPMorgan Chase & Co. (NYSE: JPM) (“JPMorgan Chase” or the “Firm”) announced today that the firm has entered into agreements with the U.S. Department of Justice (DOJ), the U.S. Commodity Futures Trading Commission (CFTC) and the U.S. Securities & Exchange Commission (SEC) to resolve investigations into historical trading …
CFTC Financial Reporting JPMorgan Chase & Co.
WebJul 6, 2024 · The Commodity Futures Trading Commission in the US (CFTC), announced yesterday that it has imposed a civil monetary penalty worth $850,000 on JPMorgan, one of the leading financial firms in the United States, for the company’s failure to comply with the reporting obligations related to the swap dealing. WebSep 29, 2024 · JPMorgan will pay $436.4 million in fines, $311.7 million in restitution and more than $172 million in disgorgement, the Commodity Futures Trading Commission (CFTC) said on Tuesday, the... harga mesin punch card
SEC.gov JPMorgan Admits to Widespread …
WebDec 17, 2024 · The Commodity Futures Trading Commission (CFTC) announced a $75 million fine for similar violations dating back to 2015. The bank acknowledged to the SEC … WebOct 2, 2024 · While the $920 million monetary penalty is the largest in CFTC history, it’s widely acknowledged that to JPMorgan, it is no more than nickels and dimes. The same cannot be said of the Deferred Criminal Prosecution Agreement; particularly because this is not JPMorgan’s first DPA. WebDec 7, 2024 · The recent $200 Million imposed on JPMorgan by CFTC and SEC for allowing employees to use WhatsApp without complying with the required regulations, an earlier … changi golf booking